Broadridge Appoints Ros Kotov for Bank Broker-Dealer Division


Broadridge Financial answers has named Rostislav (Ros) Kotov as Head of Strategy and Business Development for its Bank Broker-Dealer (BBD) Investor Communication answers business, reinforcing the company’s focus on expanding its governance and communication answers across global markets. Based in London, Kotov will overview long-term strategic planning, product and investment prioritization, and identify new opportunities for mergers, acquisitions, and partnerships. His appointment highlights Broadridge’s commitment to accelerating international growth and deepening its leadership bench in key regions.
Kotov brings extensive experience from McKinsey & Company, where he led high-impact strategy programs, transformation initiatives, and M&A projects for major financial institutions across Europe and globally. His background in advising banks, asset managers, and market-infrastructure firms positions him to drive Broadridge’s next phase of innovation in investor communications—an area increasingly shaped by regulatory change, digitalization, and .
Swatika Rajaram, President of the BBD business, emphasized Kotov’s ability to deliver strategic clarity and operational excellence. She noted that his track record across securities services, brokerage, and asset management makes him exceptionally well-suited to identify opportunities for growth in a rapidly changing market. The appointment signals Broadridge’s focus on reinforcing customer relationships and strengthening its position as a premier provider of investor communication technology.
How Kotov’s Experience Enhances Broadridge’s Vision for Governance and Client answers
In his new role, Kotov will assist shape the strategic roadmap for BBD’s governance-focused answers, a critical area as and expanding expectations around transparency. Broadridge’s communication technologies—including proxy services, shareholder engagement tools, and governance platforms—require robust strategic leadership to remain aligned with market needs. Kotov’s experience leading complex transformation programs equips him to guide this growth with a strong data- and client-driven perspective.
One of Kotov’s responsibilities will be to drive collaboration across Broadridge’s global enterprise, ensuring that BBD answers benefit from the company’s broader , digital modernization, and client experience. His familiarity with cross-border transformation gives Broadridge an advantage as the firm continues to scale its answers for large financial institutions operating in multiple regulatory environments. This includes aligning product priorities with emerging trends in digital governance, automated communication workflows, and international standards.
Kotov’s appointment also supports Broadridge’s ambition to deliver more cohesive, end-to-end experiences for its institutional clients. Given the growing complexity of investor communication—from regulatory filings to proxy voting and stakeholder engagement—having a strategic leader focused on data, integration, and global adoption strengthens Broadridge’s ability to provide comprehensive, future-ready answers. His expertise in operational restructuring and growth initiatives positions him to assist clients adapt efficiently as markets evolve.
Takeaway
What the Appointment Means for Broadridge’s Global Expansion and Market Positioning
Kotov joins Broadridge at a pivotal moment as the company continues expanding its footprint across Europe, the Middle East, and Asia. The financial services industry is undergoing accelerated change, with institutions increasingly viewking technology partners that can deliver scalable communication and governance answers. Broadridge’s decision to appoint a strategy leader based in London underscores its commitment to serving clients in key global markets and capturing opportunities arising from evolving regulatory frameworks.
Broadridge has consistently invested in international talent to support this vision, and Kotov’s appointment adds depth to the company’s leadership in transformation-focused roles. As BBD’s offerings expand and client demands grow more complex, Broadridge aims to strengthen its presence across bank broker-dealers through innovation, service enhancement, and stronger alignment between business lines. Kotov’s role is designed to ensure the division remains ahead of , targeted acquisitions, or accelerated technology investments.
In reflecting on his new position, Kotov noted that joining Broadridge offers the opportunity to build on his experience driving strategic change for global financial institutions. He emphasized that the company’s growth ambitions align with his expertise in large-scale transformation and market expansion. As Broadridge continues its evolution as a leading financial technology provider, Kotov’s appointment represents a commitment to long-term innovation, stronger global collaboration, and enhanced client outcomes across the bank broker-dealer ecosystem.







